Sargent Named Chief Compliance Officer for Northstar Wealth Pt.

Northstar Wealth Partners (NSWP), a respected financial and wealth management firm headquartered in West Hartford Connecticut, with six offices throughout the state, announced today the appointment of Jeffrey Sargent as their Chief Compliance Officer. Jeffrey joins the firm with over eighteen-years of comprehensive compliance supervisory experience, and over twenty-five years of experience in the financial services industry overall. As an independent RIA with proprietary investment fund offerings, Northstar’s FINRA and SEC compliance requirements for both Wealth Advisors, Managers, and staff is extensive. Jeffrey’s pragmatic nature, innovative thinking and hand-on approach to compliance implementation will help enhance the firm’s already robust compliance systems and processes. Northstar Wealth Partners, is powered by LPL Financial the largest independent broker dealer in the country.

Ranked 4th largest Registered Investment Advisory Firm in Greater Hartford by Hartford Business Journal, Northstar Wealth Partners is one of the Hartford Region’s fastest growing private companies that have experienced phenomenal revenue, job growth, workforce development and sustainability.* Northstar is honored to be the desired affiliation for some of the most widely known and respected financial and investment management professionals practicing today.

Robert Laraia, Founding Partner of Northstar, had this to say about Jeffrey, “At Northstar Wealth Partners we pride ourselves in the quality and commitment of our people. I knew when I met Jeff, that his commitment and demonstrated belief in the importance and value of thoughtful compliance management would change our firm for the better. He is the type of Compliance Professional that has the unique ability to balance regulatory requirements with the best interests of our clients at the highest level. We feel privileged to welcome him to our management team.”

Most recently Jeff served as the Chief Compliance and Administrative Officer for Westport Resources Management & Investment Services. He has also been affiliated in a compliance supervisory capacity with such respected firms Robotti & Company in New York, Principal Financial in Norwalk, Insight Financial Strategies in Norwalk, and AXA Advisors in Stamford. Jeff attended Fairfield University where he studied Finance and Economics. He is currently pursuing the IACCP (Investment Advisory Certified Compliance Professional) designation, sponsored by the Investment Advisor Association. He also holds his FINRA Series 7, 24, 53, 4, 9, 10 and 66 registrations.

In his free time Jeff is a competitive Masters Swimmer, and is a world record holder in his age bracket in the 4 x 200 relay. A competitive swimmer all his life, Jeff is also an enthusiastic spectator at the meets of his two daughters, one who swims at Seton Hall University and the second who will swim at the University of Maryland Baltimore County beginning this fall.

About Northstar Wealth Partners

Northstar Wealth Partners is a full-service, wealth management firm located in West Hartford, Connecticut. In addition to its five Partner/Wealth Advisors, the firm has ten affiliated Wealth Advisors and fourteen support staff, all who serve the financial needs of small business owners, senior executives, experienced professional, retirees and successful families. The firm provides retirement, investment, business succession, estate, charitable giving, and financial planning advice, strategies and product solutions to their growing clientele. All advisors are accepting new clients, and complimentary consultations are available by appointment.

*MRR# 1-688219

Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Northstar Wealth Partners, a Registered Investment Advisor and a separate entity from LPL Financial.